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🧬 Gated Attention CNN for Multimodal Cancer Survival Prediction

Python TensorFlow License Thesis Stars

Master's Thesis Research | Department of Computer Engineering, Aligarh Muslim University
Author: Hasan Shaikh | Supervisor: Prof. Rashid Ali


πŸ“‹ Table of Contents


🎯 Overview

The Challenge: Traditional cancer survival models struggle to integrate heterogeneous medical data (clinical records, genomics, gene expression) and often miss high-risk patients.

Our Solution: A two-stage deep learning pipeline that:

  1. Learns modality-specific features using Gated Attention CNNs
  2. Fuses information via Random Forest ensemble
  3. Achieves 91.2% accuracy and identifies 79.8% of high-risk patients

Why It Matters: Current methods identify only ~22-45% of high-risk patients. Our approach nearly doubles sensitivity while maintaining high precisionβ€”critical for clinical deployment.


πŸ† Key Results

Performance at a Glance

Metric Our Method Best Competitor Improvement
Accuracy 91.2% 90.2% (Stacked RF) +1.0%
AUC 0.950 0.930 (Stacked RF) +0.020
Sensitivity 79.8% 74.7% (Stacked RF) +5.1% ⭐
Precision 84.1% 84.1% (Stacked RF) Tied

Key Strength: Our method identifies 8 out of 10 high-risk patients, compared to only 2-4 out of 10 for traditional approaches.

Comparison with State-of-the-Art

Method Accuracy Sensitivity AUC Clinical Utility
Our Method 91.2% 79.8% 0.950 Highest ✨
Stacked RF [12] 90.2% 74.7% 0.930 High
MDNNMD [18] 82.6% 45.0% 0.845 Moderate
SVM [21] 80.5% 36.5% 0.810 Moderate
Random Forest [20] 79.1% 22.6% 0.801 Low
Logistic Reg. [19] 76.0% 18.3% 0.663 Low

Impact: Traditional ML methods miss 75-80% of high-risk patients. Ours misses only 20%.


Visual Performance Comparison

Performance Comparison: Our Method vs State-of-the-Art

How to read: Our method (highlighted in gold) achieves top performance across all four metrics. Notice particularly the sensitivity bars (green)β€”our method significantly outperforms all competitors in identifying high-risk patients.


Performance Heatmap

Performance Heatmap: All Methods Γ— All Metrics

How to read: Darker green = better performance. Our method (top row) shows consistently dark green across all metrics, demonstrating superior and balanced performance.


Clinical Impact: Sensitivity Comparison

Sensitivity Comparison: Ability to Identify High-Risk Patients

Why This Matters:

  • Traditional Random Forest: Identifies only 2 out of 10 high-risk patients (22.6%)
  • Our Method: Identifies 8 out of 10 high-risk patients (79.8%)
  • Clinical Impact: Nearly 4Γ— improvement in catching high-risk casesβ€”critical for timely intervention

Why Multimodal Matters

Ablation Study Results:

Single Modality Performance:
β”œβ”€β”€ Clinical Only:     81.3% accuracy, 41.3% sensitivity
β”œβ”€β”€ Gene Expression:   84.1% accuracy, 50.5% sensitivity
└── CNA Only:          89.3% accuracy, 70.2% sensitivity

Multimodal (Combined): 91.2% accuracy, 79.8% sensitivity ⬆️ +9.6% sensitivity gain!

Insight: Each data type captures different aspects of cancer biology. Combining them provides a complete picture.


πŸ”¬ How It Works

Two-Stage Pipeline Overview

Multimodal Cancer Survival Prediction Pipeline

Our approach consists of two sequential stages:

Stage 1: Modality-Specific Feature Extraction

  • Three independent Gated Attention CNNs process each data type
  • Each CNN learns optimal representations for its modality
  • Extract 50 (clinical), 525 (expression), 200 (CNA) features

Stage 2: Ensemble Learning

  • Concatenate all 775 features
  • Train Random Forest with 200 trees
  • Predict survival outcome (high-risk vs low-risk)

Data Flow and Feature Dimensions

Data Flow and Feature Dimensions

Feature Transformation at Each Stage:

  • Clinical: 25 β†’ 50 features (2.0Γ— expansion)
  • Gene Expression: ~400 β†’ 525 features (~1.3Γ— expansion)
  • CNA: ~200 β†’ 200 features (1.0Γ— maintained)
  • Combined: 775 total features for ensemble prediction

Key Observation: Gene Expression CNN expands features (~1.3Γ—), Clinical CNN doubles features (2.0Γ—), while CNA CNN maintains dimensionality (1.0Γ—)

Gated Attention Mechanism

What makes it special?

Traditional CNNs treat all features equally. Our Gated Attention mechanism learns to:

  • Focus on important features
  • Suppress irrelevant information
  • Adapt to each data modality

How it works:

Input Features β†’ Conv1D β†’ [Gate₁ βŠ— Features] β†’ MaxPool β†’ Learned Features
                        β†˜ [Gateβ‚‚ βŠ— Features] β†—
                          (βŠ— = element-wise multiply)

Benefits:

  • βœ… Better feature selection
  • βœ… Reduced overfitting
  • βœ… Improved interpretability

Architecture Details

Component Configuration
Input Processing Reshape to (N, features, 1) for Conv1D
Multi-Branch Conv Parallel kernels (k=1, k=2)
Gating Paths Two gates per branch (k=1, k=3)
Activation ReLU for gates, tanh for dense layers
Regularization L2 (0.001) + Dropout (0.25)
Dense Layers 150 β†’ 100 β†’ 50 neurons
Final Ensemble 200 balanced Random Forest trees
Training 10-fold stratified CV, 25 epochs

πŸ“Š Dataset

METABRIC (Molecular Taxonomy of Breast Cancer International Consortium)

Attribute Details
Size 1,980 patients
Modalities Clinical (25 features) + Gene Expression (~400) + CNA (~200)
Outcome Binary: β‰₯5 years survival (low-risk) vs <5 years (high-risk)
Source cBioPortal

Data Types:

  1. Clinical: Age, tumor size, grade, ER/PR/HER2 status, lymph node involvement
  2. Gene Expression: mRNA levels (discretized: -1, 0, +1)
  3. Copy Number Alterations (CNA): Chromosomal gains/losses

Preprocessing:

  • Missing values: Median imputation
  • Clinical features: Z-score normalization
  • Validation: 10-fold stratified cross-validation

πŸ“ˆ Detailed Results

Ablation Study: Why Multimodal Integration Matters

Ablation Study: Modality Contribution Analysis

Four-Panel Analysis:

  • Top-Left (Accuracy): CNA provides best single-modality accuracy (89.3%), but combining all modalities reaches 91.2% (+1.9%)
  • Top-Right (Precision): CNA and multimodal tied at 84.1%, showing genomic features drive precision
  • Bottom-Left (Sensitivity): Largest improvement from multimodal integration (+9.6% over best single modality)
  • Bottom-Right (AUC): Gene Expression has best single-modality AUC (0.923), multimodal reaches 0.950 (+0.027)

Critical Insight: Each modality excels at different aspectsβ€”combining them leverages all strengths.


Complete Performance Metrics

Final Model (10-Fold Cross-Validation):

Metric Value Interpretation
Accuracy 91.2% Correctly predicts 9 out of 10 patients
AUC 0.950 Excellent discrimination (>0.9 is outstanding)
Sensitivity 79.8% Identifies 8 out of 10 high-risk patients
Precision 84.1% 84% of predicted high-risk are truly high-risk

Modality Contribution Analysis

Individual Modality Performance:

Modality Accuracy Precision Sensitivity AUC Key Strength
Clinical Only 81.3% 71.2% 41.3% 0.834 Interpretable, readily available
CNA Only 89.3% 84.1% 70.2% 0.850 Genomic instability markers
Gene Expression Only 84.1% 77.9% 50.5% 0.923 Molecular pathway information
All Combined 91.2% 84.1% 79.8% 0.950 Complementary information ✨

Key Findings:

  • 🎯 CNA has highest single-modality accuracy (89.3%)
  • 🧬 Gene Expression has best single-modality AUC (0.923)
  • πŸ₯ Clinical provides strong baseline with easy-to-collect data
  • πŸš€ Multimodal beats all single modalities across every metric

Competitive Analysis

Improvement Over Baselines:

Performance Gain Over Baseline Methods

Absolute Improvement Over Competing Methods:

Baseline Accuracy Gap Sensitivity Gap AUC Gap
Logistic Regression +15.2% +61.5% +0.287
Random Forest +12.1% +57.2% +0.149
SVM +10.7% +43.3% +0.140
MDNNMD (DL) +8.6% +34.8% +0.105
Stacked RF (SOTA) +1.0% +5.1% +0.020

Clinical Impact:

  • Traditional Random Forest: Identifies only 23% of high-risk patients
  • Our Method: Identifies 80% of high-risk patients
  • Result: 3.5Γ— improvement in sensitivityβ€”critical for patient outcomes

Statistical Significance

Sensitivity Improvement Breakdown:

Clinical β†’ CNA:          +28.9 points (41.3% β†’ 70.2%)
CNA β†’ Multimodal:        +9.6 points  (70.2% β†’ 79.8%)
Clinical β†’ Multimodal:   +38.5 points (41.3% β†’ 79.8%)  ⬆️ MASSIVE GAIN

Why This Matters:

  • Every percentage point = more lives saved
  • 79.8% sensitivity means 4 out of 5 high-risk patients get timely intervention
  • Only 1 out of 5 slips through (vs. 3-4 out of 5 for traditional methods)

πŸš€ Getting Started

Installation

Prerequisites:

  • Python 3.8+
  • 8GB RAM minimum (16GB recommended)
  • Optional: NVIDIA GPU for faster training

Quick Setup:

# 1. Clone repository
git clone https://github.com/hash123shaikh/Master-Thesis-Work.git
cd Master-Thesis-Work

# 2. Create virtual environment
python -m venv venv
source venv/bin/activate  # On Windows: venv\Scripts\activate

# 3. Install dependencies
pip install -r requirements.txt

# 4. Verify installation
python test_installation.py

Expected Output:

βœ“ TensorFlow 2.8.0
βœ“ scikit-learn 1.2.2
βœ“ NumPy 1.23.5
βœ“ Installation successful!

Usage

⚠️ IMPORTANT: Path Configuration

Before running, update file paths in each script to match your system:

Example for code/GaAtCNN_cln.py (line ~37):

# Change from:
dataset_clinical = numpy.loadtxt("F:/Dissertations/.../METABRIC_clinical_1980.txt", delimiter="\t")

# To your path:
dataset_clinical = numpy.loadtxt("code/Data/METABRIC/METABRIC_clinical_1980.txt", delimiter="\t")

Repeat for all 4 scripts: GaAtCNN_cln.py, GaAtCNN_cnv.py, GaAtCNN_expr.py, RF.py


Running the Pipeline

Complete Workflow (4 Scripts):

# Stage 1: Train individual CNNs (can run in parallel)
python code/GaAtCNN_cln.py      # ~15-20 min β†’ results/gatedAtnClnOutput.csv
python code/GaAtCNN_cnv.py      # ~20-30 min β†’ results/gatedAtnCnvOutput.csv
python code/GaAtCNN_expr.py     # ~30-45 min β†’ results/gatedAtnExpOutput.csv

# Stage 2: Train ensemble
python code/RF.py               # ~5-10 min  β†’ Final predictions + metrics

# Total time: 70-105 minutes (depending on hardware)

What Happens:

  1. Stage 1 (Feature Extraction):

    • Each CNN trains on its modality using 10-fold CV
    • Extracts 50/525/200 features from penultimate layer
    • Saves features to CSV for Stage 2
  2. Stage 2 (Ensemble):

    • Loads all extracted features (775 total)
    • Trains Random Forest with 10-fold CV
    • Outputs predictions, metrics, and ROC curves

Output Files:

results/
β”œβ”€β”€ gatedAtnClnOutput.csv          # Clinical features (1980 Γ— 50)
β”œβ”€β”€ gatedAtnCnvOutput.csv          # CNV features (1980 Γ— 200)
β”œβ”€β”€ gatedAtnExpOutput.csv          # Expression features (1980 Γ— 525)
β”œβ”€β”€ clinical_gated_attention.png   # Model architecture diagram
β”œβ”€β”€ roc_curve_clinical.png         # Clinical CNN ROC
β”œβ”€β”€ roc_curve_cnv.png              # CNV CNN ROC
β”œβ”€β”€ roc_curve_expression.png       # Expression CNN ROC
└── roc_curve_ensemble.png         # Final ensemble ROC (AUC: 0.950)

πŸ“ Project Structure

Master-Thesis-Work/
β”‚
β”œβ”€β”€ code/
β”‚   β”œβ”€β”€ Data/METABRIC/
β”‚   β”‚   β”œβ”€β”€ METABRIC_clinical_1980.txt    # Clinical features
β”‚   β”‚   β”œβ”€β”€ METABRIC_cnv_1980.txt         # Copy number alterations
β”‚   β”‚   └── METABRIC_gene_exp_1980.txt    # Gene expression
β”‚   β”‚
β”‚   β”œβ”€β”€ GaAtCNN_cln.py         # βš™οΈ Train clinical CNN
β”‚   β”œβ”€β”€ GaAtCNN_cnv.py         # βš™οΈ Train CNV CNN
β”‚   β”œβ”€β”€ GaAtCNN_expr.py        # βš™οΈ Train expression CNN
β”‚   └── RF.py                  # βš™οΈ Train ensemble
β”‚
β”œβ”€β”€ docs/
β”‚   β”œβ”€β”€ Hasan_MTech_Dissertation_PPT.pdf   # Presentation slides
β”‚   └── Hasan_Dissertation_Report.pdf      # Full thesis
β”‚
β”œβ”€β”€ results/                   # πŸ“Š Generated outputs (not in repo)
β”‚   β”œβ”€β”€ *.csv                  # Extracted features
β”‚   └── figures/               # Plots and diagrams
β”‚
β”œβ”€β”€ requirements.txt           # Python dependencies
β”œβ”€β”€ test_installation.py       # Verify setup
β”œβ”€β”€ .gitignore                 # Exclude generated files
β”œβ”€β”€ LICENSE                    # MIT License
β”œβ”€β”€ EXECUTIVE_SUMMARY.md       # One-page overview
β”œβ”€β”€ INSTALLATION.md            # Detailed setup guide
β”œβ”€β”€ RESULTS_SUMMARY.md         # Complete results tables
└── README.md                  # This file

Key Scripts:

Script Purpose Input Output Time
GaAtCNN_cln.py Extract clinical features 25 features 50 features ~15-20 min
GaAtCNN_cnv.py Extract CNA features ~200 features 200 features ~20-30 min
GaAtCNN_expr.py Extract expression features ~400 features 525 features ~30-45 min
RF.py Final ensemble prediction 775 features Predictions + metrics ~5-10 min

⚠️ Future Work

Medium-Term:

  • Additional cancer types (lung, prostate, colorectal)
  • Survival analysis (time-to-event modeling)
  • SHAP explainability analysis
  • Hyperparameter optimization (Optuna)
  • External validation (TCGA, independent cohorts)

Long-Term Vision:

  • Clinical deployment (REST API)
  • Multi-institutional validation
  • Histopathology image integration
  • Transfer learning from pan-cancer models
  • Federated learning for privacy-preserving collaboration

πŸ“ Citation

If you use this work, please cite:

@mastersthesis{shaikh2023multimodal,
  title={Multimodal Data Analytics for Predicting the Survival of Cancer Patients},
  author={Shaikh, Hasan},
  year={2023},
  school={Aligarh Muslim University},
  type={Master's Thesis},
  department={Computer Engineering},
  supervisor={Ali, Rashid}
}

Related Publications:

  1. Sun, D., et al. (2018). MDNNMD: Multidimensional deep neural network for survival prediction. BMC Bioinformatics, 19(1), 1-13.
  2. Arya, N., & Saha, S. (2022). Multi-modal classification for breast cancer prognosis. Scientific Reports, 12(1), 1-13.
  3. Curtis, C., et al. (2012). Genomic architecture of 2,000 breast tumours. Nature, 486(7403), 346-352.

πŸ“§ Contact

Hasan Shaikh
M.Tech Student, Computer Engineering
Aligarh Muslim University, India

πŸ“§ Email: hasanshaikh3198@gmail.com
πŸ’Ό LinkedIn: https://linkedin.com/in/hasann-shaikh
πŸ™ GitHub: @hash123shaikh

Supervisor:
Prof. Rashid Ali
Department of Computer Engineering, AMU
πŸ“§ rashidali@zhcet.ac.in


πŸ› Known Issues & FAQs

Common Errors

Q: "FileNotFoundError: No such file or directory"
A: Update file paths in scripts. See Usage section for details.

Q: "ValueError: could not convert string to float"
A: Check delimiter: use \t (tab) for input data, , (comma) for RF.py

Q: "ModuleNotFoundError: No module named 'tensorflow'"
A: Activate venv and install: pip install tensorflow==2.8.0

Q: "Scripts run but no CSV files created"
A: Check path variable in scriptsβ€”must point to writable results/ directory

Q: "Results differ from paper"
A: Normal due to GPU non-determinism. Run multiple times and average.


Getting Help

  1. Check README for solutions
  2. Review thesis PDF (docs/Hasan_Dissertation_Report.pdf)
  3. Open GitHub issue with error details
  4. Email author for complex problems

πŸ™ Acknowledgments

  • METABRIC Consortium for public dataset access
  • cBioPortal for data hosting infrastructure
  • Department of Computer Engineering, AMU for computational resources
  • Prof. Rashid Ali for supervision and guidance
  • Open-source community (TensorFlow, scikit-learn) for excellent tools

πŸ“œ License

MIT License - Free for academic and research use.
Attribution required - Please cite the thesis when using this code.

See LICENSE file for complete terms.


πŸ”— Additional Resources


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Master's Thesis Project | Aligarh Muslim University | 2023

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Multimodal deep learning for cancer survival prediction (91.2% accuracy, 79.8% sensitivity) using Gated Attention CNNs + Random Forest

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