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163 changes: 163 additions & 0 deletions 2702-sequential-index-creation-fix.md
Original file line number Diff line number Diff line change
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# Issue #2702: NeedRetryException when creating indexes sequentially on large datasets
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We don't need this file in the codebase


## Summary

Fixed the issue where creating multiple indexes sequentially on large datasets would fail with `NeedRetryException` when background LSMTree compaction was still running from a previous index creation.

**Issue:** https://github.com/ArcadeData/arcadedb/issues/2702

## Problem

When creating indexes on tables with millions of records:
1. The first `CREATE INDEX` succeeds and triggers background LSMTree compaction (can take 30-60+ seconds)
2. Subsequent `CREATE INDEX` commands fail immediately with:
```
NeedRetryException: Cannot create a new index while asynchronous tasks are running
```
3. This forced applications to implement manual retry logic with delays

### Root Cause

Both `TypeIndexBuilder.create()` and `ManualIndexBuilder.create()` checked if async processing (compaction) was running and threw `NeedRetryException` immediately:

```java
if (database.isAsyncProcessing())
throw new NeedRetryException("Cannot create a new index while asynchronous tasks are running");
```

This defensive check prevented concurrent index creation but made it impossible to create multiple indexes sequentially without explicit retry logic.

## Solution

Implemented **Option 1: Synchronous Blocking** from the issue suggestions.

Changed the behavior to **wait** for async processing to complete instead of throwing an exception:

```java
// Wait for any running async tasks (e.g., compaction) to complete before creating new index
// This prevents NeedRetryException when creating multiple indexes sequentially on large datasets
if (database.isAsyncProcessing())
database.async().waitCompletion();
```

### Benefits

- ✅ Simple, predictable behavior
- ✅ No API changes needed
- ✅ Works like other databases
- ✅ No manual retry logic required
- ✅ Transparent to client code

### Trade-offs

- The calling thread blocks until compaction completes
- This is the same behavior as other major databases (PostgreSQL, MySQL, etc.)
- For applications that need non-blocking behavior, they can still use async database operations

## Changes Made

### Modified Files

1. **engine/src/main/java/com/arcadedb/schema/TypeIndexBuilder.java**
- Line 86-88: Changed from throwing `NeedRetryException` to waiting for async completion
- Added explanatory comment

2. **engine/src/main/java/com/arcadedb/schema/ManualIndexBuilder.java**
- Line 47-49: Same change as TypeIndexBuilder
- Added explanatory comment

3. **engine/src/test/java/com/arcadedb/index/Issue2702SequentialIndexCreationTest.java** (NEW)
- Comprehensive test reproducing the issue scenario
- Tests sequential index creation on large dataset (100K records)
- Tests index creation while async compaction is running
- Verifies all indexes work correctly after creation

## Testing

### New Test

Created `Issue2702SequentialIndexCreationTest` with two test methods:

1. **testSequentialIndexCreation()**: Creates 100K records and 3 sequential indexes
- Configures low compaction RAM to trigger compaction
- Creates indexes on different properties sequentially
- Verifies all indexes were created and work correctly

2. **testIndexCreationWaitsForAsyncCompaction()**: Explicitly tests the waiting behavior
- Forces async compaction to run
- Creates a new index while compaction is active
- Verifies index creation waits and completes successfully

### Regression Testing

Ran existing index-related tests to ensure no regressions:

```bash
# All passed successfully
mvn test -Dtest="*IndexBuilder*,*IndexCompaction*,LSMTreeIndexTest,TypeLSMTreeIndexTest"
mvn test -Dtest="CreateIndexByKeyValueTest,IndexSyntaxTest,DropIndexTest"
mvn test -Dtest=Issue2702SequentialIndexCreationTest
```

**Results:** All tests pass (57 tests total)

## Impact Analysis

### Positive Impacts

- **Developer Experience**: No more manual retry logic needed for batch index creation
- **API Consistency**: Aligns with behavior of other database operations
- **Batch Scripts**: Can now create multiple indexes in a single script
- **Predictability**: Index creation always succeeds (eventually)

### Performance Considerations

- Index creation may take longer when compaction is running
- This is expected and transparent - the operation simply waits
- Applications can monitor progress if needed
- Overall throughput unchanged - work still happens sequentially

### Backward Compatibility

- **Fully backward compatible**: No API changes
- Existing code that catches `NeedRetryException` will still work (exception no longer thrown)
- Applications using retry logic will work fine (retry logic becomes unnecessary but harmless)

## Verification

Before the fix:
```python
# This would fail with NeedRetryException
for table, column, uniqueness in indexes:
db.command("sql", f"CREATE INDEX ON {table} ({column}) {uniqueness}")
```

After the fix:
```python
# This now works without any retry logic
for table, column, uniqueness in indexes:
db.command("sql", f"CREATE INDEX ON {table} ({column}) {uniqueness}")
```

## Recommendations

### For Users

1. **Remove manual retry logic**: If you added retry logic to work around this issue, you can now remove it
2. **Monitor long-running operations**: If index creation seems slow, compaction might be running - this is normal
3. **Use async operations**: For non-blocking behavior, use the database's async API

### For Future Development

1. Consider adding progress callbacks for long-running index creation
2. Consider logging when index creation waits for compaction
3. Document the blocking behavior in CREATE INDEX documentation
4. Consider timeout options for index creation operations

## Related Issues

- Issue #2701: Duplicate timestamped indexes during compaction (separate issue but related to LSMTree compaction)

## Conclusion

The fix successfully addresses the issue by implementing synchronous blocking behavior for index creation when async tasks are running. This is the simplest and most predictable solution, aligning ArcadeDB's behavior with other major databases while maintaining full backward compatibility.
Original file line number Diff line number Diff line change
Expand Up @@ -48,6 +48,7 @@
import java.io.IOException;
import java.util.ArrayList;
import java.util.Collections;
import java.util.Comparator;
import java.util.HashMap;
import java.util.List;
import java.util.Map;
Expand Down Expand Up @@ -80,6 +81,10 @@ public class LSMTreeFullTextIndex implements Index, IndexInternal {
private final FullTextIndexMetadata ftMetadata;
private TypeIndex typeIndex;

/**
* Factory handler for creating LSMTreeFullTextIndex instances.
* Validates that the index is not unique and is defined on STRING properties.
*/
public static class LSMTreeFullTextIndexFactoryHandler implements IndexFactoryHandler {
@Override
public IndexInternal create(final IndexBuilder builder) {
Expand Down Expand Up @@ -159,6 +164,15 @@ public IndexCursor get(final Object[] keys) {
return get(keys, -1);
}

/**
* Searches the index for the given query text.
* The query text is parsed into terms, analyzed, and then matched against the index.
* Results are scored based on the number of matching terms (coordination factor).
*
* @param keys The query arguments. keys[0] is expected to be the query string.
* @param limit The maximum number of results to return. -1 for no limit.
* @return An IndexCursor containing the matching results, sorted by score descending.
*/
@Override
public IndexCursor get(final Object[] keys, final int limit) {
final HashMap<RID, AtomicInteger> scoreMap = new HashMap<>();
Expand All @@ -184,6 +198,7 @@ public IndexCursor get(final Object[] keys, final int limit) {
while (rids.hasNext()) {
final RID rid = rids.next().getIdentity();

// Accumulate score for this RID based on term frequency in the query
final AtomicInteger score = scoreMap.get(rid);
if (score == null)
scoreMap.put(rid, new AtomicInteger(1));
Expand Down Expand Up @@ -227,6 +242,9 @@ private static class QueryTerm {
* For example, "title:java programming" returns:
* - QueryTerm(fieldName="title", value="java")
* - QueryTerm(fieldName=null, value="programming")
*
* @param queryText The raw query string.
* @return A list of parsed QueryTerms.
*/
private List<QueryTerm> parseQueryTerms(final String queryText) {
final List<QueryTerm> terms = new ArrayList<>();
Expand Down Expand Up @@ -266,6 +284,14 @@ private int getPropertyCount() {
return props != null ? props.size() : 1;
}

/**
* Indexes a document.
* Tokenizes the input values and updates the underlying LSM tree.
* Handles both single-property and multi-property indexes.
*
* @param keys The values of the indexed properties for the document.
* @param rids The RIDs associated with these keys (usually just one).
*/
@Override
public void put(final Object[] keys, final RID[] rids) {
// If keys.length doesn't match propertyCount, this is a tokenized value from commit replay
Expand Down Expand Up @@ -300,6 +326,12 @@ public void put(final Object[] keys, final RID[] rids) {
}
}

/**
* Removes a document from the index.
* Tokenizes the input values and removes the corresponding entries from the underlying LSM tree.
*
* @param keys The values of the indexed properties to remove.
*/
@Override
public void remove(final Object[] keys) {
// If keys.length doesn't match propertyCount, this is a tokenized value from commit replay
Expand Down Expand Up @@ -330,6 +362,12 @@ public void remove(final Object[] keys) {
}
}

/**
* Removes a specific RID associated with the given keys from the index.
*
* @param keys The values of the indexed properties.
* @param rid The specific RID to remove.
*/
@Override
public void remove(final Object[] keys, final Identifiable rid) {
// If keys.length doesn't match propertyCount, this is a tokenized value from commit replay
Expand Down Expand Up @@ -588,6 +626,14 @@ private static Analyzer createAnalyzer(final FullTextIndexMetadata metadata, fin
}
}

/**
* Analyzes the input text using the provided Lucene Analyzer.
* Tokenizes the text and returns a list of tokens (strings).
*
* @param analyzer The Lucene Analyzer to use.
* @param text The input text objects to analyze.
* @return A list of tokens extracted from the text.
*/
public List<String> analyzeText(final Analyzer analyzer, final Object[] text) {
final List<String> tokens = new ArrayList<>();

Expand Down Expand Up @@ -642,51 +688,41 @@ public List<String> analyzeText(final Analyzer analyzer, final Object[] text) {
* @throws IllegalArgumentException if sourceRids is null, empty, or exceeds maxSourceDocs
*/
public IndexCursor searchMoreLikeThis(final Set<RID> sourceRids, final MoreLikeThisConfig config) {
// Validate inputs
if (sourceRids == null) {
if (sourceRids == null)
throw new IllegalArgumentException("sourceRids cannot be null");
}
if (sourceRids.isEmpty()) {
if (sourceRids.isEmpty())
throw new IllegalArgumentException("sourceRids cannot be empty");
}
if (sourceRids.size() > config.getMaxSourceDocs()) {
if (sourceRids.size() > config.getMaxSourceDocs())
throw new IllegalArgumentException(
"Number of source documents (" + sourceRids.size() + ") exceeds maxSourceDocs (" + config.getMaxSourceDocs() + ")");
}

// Step 1 & 2: Extract terms from source documents and count term frequencies
final Map<String, Integer> termFreqs = new HashMap<>();
final List<String> propertyNames = getPropertyNames();

for (final RID sourceRid : sourceRids) {
// Load the document
final Identifiable identifiable = sourceRid.getRecord();
if (identifiable == null) {
continue;
}
if (propertyNames != null && !propertyNames.isEmpty()) {
for (final RID sourceRid : sourceRids) {
final Identifiable identifiable = sourceRid.getRecord();
if (identifiable == null)
continue;

// Extract text from indexed properties
final List<String> propertyNames = getPropertyNames();
if (propertyNames != null && !propertyNames.isEmpty()) {
final Document doc = (Document) identifiable;
for (final String propName : propertyNames) {
final Object value = doc.get(propName);
if (value != null) {
// Analyze the text to get tokens
final List<String> tokens = analyzeText(indexAnalyzer, new Object[] { value });
for (final String token : tokens) {
if (token != null) {
termFreqs.merge(token, 1, Integer::sum);
}
}
if (value == null)
continue;

final List<String> tokens = analyzeText(indexAnalyzer, new Object[] { value });
for (final String token : tokens) {
if (token != null)
termFreqs.merge(token, 1, Integer::sum);
}
}
}
}

// If no terms extracted, return empty cursor
if (termFreqs.isEmpty()) {
if (termFreqs.isEmpty())
return new TempIndexCursor(Collections.emptyList());
}

// Step 3: Get document frequencies for each term
final Map<String, Integer> docFreqs = new HashMap<>();
Expand All @@ -707,48 +743,32 @@ public IndexCursor searchMoreLikeThis(final Set<RID> sourceRids, final MoreLikeT
final MoreLikeThisQueryBuilder queryBuilder = new MoreLikeThisQueryBuilder(config);
final List<String> topTerms = queryBuilder.selectTopTerms(termFreqs, docFreqs, totalDocs);

// If no terms selected, return empty cursor
if (topTerms.isEmpty()) {
if (topTerms.isEmpty())
return new TempIndexCursor(Collections.emptyList());
}

// Step 5: Execute OR query and accumulate scores
final Map<RID, AtomicInteger> scoreMap = new HashMap<>();
final Map<RID, Integer> scoreMap = new HashMap<>();
for (final String term : topTerms) {
final IndexCursor termCursor = underlyingIndex.get(new String[] { term });
while (termCursor.hasNext()) {
final RID rid = termCursor.next().getIdentity();
final AtomicInteger score = scoreMap.get(rid);
if (score == null) {
scoreMap.put(rid, new AtomicInteger(1));
} else {
score.incrementAndGet();
}
scoreMap.merge(rid, 1, Integer::sum);
}
}

// Step 6: Exclude source documents if configured
if (config.isExcludeSource()) {
for (final RID sourceRid : sourceRids) {
for (final RID sourceRid : sourceRids)
scoreMap.remove(sourceRid);
}
}

// Step 7: Build result list sorted by score descending
final List<IndexCursorEntry> results = new ArrayList<>(scoreMap.size());
for (final Map.Entry<RID, AtomicInteger> entry : scoreMap.entrySet()) {
results.add(new IndexCursorEntry(null, entry.getKey(), entry.getValue().get()));
}
for (final Map.Entry<RID, Integer> entry : scoreMap.entrySet())
results.add(new IndexCursorEntry(null, entry.getKey(), entry.getValue()));

// Sort by score descending
if (results.size() > 1) {
results.sort((o1, o2) -> {
if (o1.score == o2.score) {
return 0;
}
return o1.score < o2.score ? 1 : -1; // Descending order
});
}
if (results.size() > 1)
results.sort(Comparator.comparingInt((IndexCursorEntry e) -> e.score).reversed());

return new TempIndexCursor(results);
}
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